#SHAREPLUS INVESTMENT PLUS#
#SHAREPLUS INVESTMENT SERIES#

#SHAREPLUS INVESTMENT SERIES#

The Series C Preferred Stock has preference over the firm's common stock for the payment of dividends. The redemption value of Series C preferred Stock is $200 million.

#SHAREPLUS INVESTMENT PLUS#

The Series C Preferred Stock is redeemable at the firm's option starting on Octoat a redemption price equal to $25,000 per share plus declared and unpaid dividends. Each share of Series C Preferred Stock has a liquidation preference of $25,000 and is represented by 1,000 depositary shares. Preferred (Series C): On October 31, 2005, the firm issued 8,000 shares of perpetual Floating Rate non-Cumulative Preferred Stock, Series C (Series C Preferred Stock), par value $0.01, out of a total 25,000 shares of Series C Preferred Stock authorized for issuance. Any dividends declared on the preferred stock will be payable quarterly in arrears. The Series A Preferred Stock has preference over the firm's common stock for the payment of dividends. The redemption value of Series A preferred Stock is $750 million. The Series A Preferred Stock is redeemable at the firm's option starting on Apat a redemption price equal to $25,000 per share plus declared and unpaid dividends. Each share of Series A Preferred Stock has a liquidation preference of $25,000 and is represented by 1,000 depositary shares. Preferred (Series A): On April 25, 2005, the firm issued 30,000 shares of perpetual Floating Rate non-Cumulative Preferred Stock, Series A (Series A Preferred Stock), par value $0.01, out of a total 50,000 shares of Series A Preferred Stock authorized for issuance. Perpetual 4.125% Fixed-Rate Reset Non-CumulativeĤ.125% semi-annually in arrears until Novemfive-year treasury rate as of the most recent reset dividend determination date (as described in the prospectus supplement), plus 2.949% thereafterġ0th day of November and May of each year, commencing on May 10, 2022Ħ.345% Capital Securities (Trust Preferred)ĥ.793% Fixed-to-Floating Rate Normal APEX (Series E Preferred Stock)ġst of March, June, September and Decemberįloating Rate Normal APEX (Series F Preferred Stock) Perpetual 3.65% Fixed-Rate Reset Non-Cumulativeģ.65% semi-annually in arrears until Augfive-year treasury rate as of the most recent reset dividend determination date (as described in the prospectus supplement), plus 2.915% thereafterġ0th day of February and August of each year, commencing on February 10, 2022 Perpetual 3.80% Fixed-Rate Reset Non-Cumulativeģ.80% semi-annually in arrears until five-year treasury rate as of the most recent reset dividend determination date (as described in the prospectus supplement), plus 2.969% thereafterġ0th day of May and November of each year, commencing on November 10, 2021 Perpetual 4.40% Fixed-Rate Reset Non-CumulativeĤ.40% semi-annually in arrears until Februfive-year treasury rate as of the most recent reset dividend determination date (as described in the prospectus supplement), plus 2.85% thereafter Perpetual 4.95% Fixed-Rate Reset Non-CumulativeĤ.95% semi-annually in arrears until Februfive-year treasury rate as of the most recent reset dividend determination date (as described in the prospectus supplement), plus 3.224% thereafterġ0th day of February and August of each year, commencing on August 10, 2020

Perpetual 5.50% Fixed-Rate Reset Non-Cumulativeĥ.50% semi-annually in arrears until Augfive-year treasury rate as of the most recent reset dividend determination date (as described in the prospectus supplement), plus 3.623% thereafterġ0th day of February and August of each year, commencing on February 10, 2020 Perpetual 5.00% Fixed-to-Floating Rate Non- Cumulativeĥ.00% until Novem3 Month LIBOR + 287.4bps thereafterġ0th day of May and November of each year, commencing on and ending on November 10, 2022, and 10th day of February, May, August and November of each year following November 10, 2026 Perpetual 5.30% Fixed-to-Floating Rate Non-Cumulativeĥ.30% until Novem3 Month LIBOR + 383.4bps thereafterġ0th day of May and November of each year, commencing on Novemand ending on November 10, 2026, and 10th day of February, May, August and November of each year following November 10, 2026 Perpetual 6.375% Fixed-to-Floating Rate Non-Cumulative Perpetual 5.50% Fixed-to-Floating Rate Non-Cumulativeġ0th day of February, May, August and November Series F Preferred Stock(See GS Capital III) Series E Preferred Stock (See GS Capital II) 3 Month LIBOR + 75bp with 3.75% Dividend Floorġ0th day of February, May, August, and Novemberģ Month LIBOR + 75bp with 4.00% Dividend Floorģ Month LIBOR + 67bp with 4.00% Dividend Floor

Shareplus investment